Safety Officials
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Introduction and Application
The employer is ultimately responsible for the safety of all persons on board ship. However immediate responsibility for the overall safety of the ship and of those on board rests with the Master. Under him each individual member of the ship's crew has a duty to ensure safety in those matters within his own control, whether supervising or carrying out a task, or in reporting or remedying defects which might impair safety. All the safeguards and other facilities provided for the safety of the seafarer should be used.

The development of the necessary degree of safety consciousness and the achievement of high standards of safety depend on foresight, good organization and the whole-hearted support of management and of all members of the crew. It is therefore important that arrangements should exist on every ship whereby the ship's complement can co-operate and participate in establishing and maintaining safe working conditions.

There is considerable scope in the shipping industry for reducing the number of deaths and injuries resulting from accidents by improving safety in the everyday working and leisure environment. That should be the prime concern of the safety officials on board ship and it is mainly to that end that the information and guidance in this Chapter has been produced.

The term 'safety official' includes Safety Officers, safety representatives and other members of safety committees. Merchant Shipping Regulations lay down requirements for the appointment and duties of ships' Safety Officers (see sections below of this Code) and safety committee and for the election of safety representatives with specified powers. These requirements should help to ensure that all company policies reflect a commitment by top management to give seafarers, as far as possible, protection at least equivalent to that given to industry ashore.

A non-sea-going ship (excluding a passenger ship) is one which normally remains within the seaward limit of a harbour or, if it goes outside that limit, returns to its port of departure within 24 hours without having called at any other port. The operative word here is 'normally'. A ship which occasionally visits another port would not be subject to the Regulations; a ship spending a significant proportion of its working time making such voyages would fall within the Regulations.

Pleasure craft means a vessel primarily used for sport or recreation. Any vessel which provides sport or recreation to a fee-paying passenger is not a pleasure craft. This is because the sport and recreation are incidental to the main function of the vessel which is earning an income for its owner. Such a ship is primarily used for business.

In addition to the general exclusions, Regulation permits the Secretary of State to grant ad hoc exemptions to specific ships or classes of ships subject to any relevant special conditions. This is to allow different arrangements to be made in cases where the requirements of the Regulations would be difficult to apply. An example might be a multi-crew ship with alternate crews working on a regular shift basis. In considering any request for exemption, the Department of Transport would require to be satisfied that alternative arrangements existed, and would make it a condition of the exemption that these were continued.

Parts of this Chapter will be found helpful to persons who are not safety officials. For example the advice on investigating accidents may also be useful on ships which are not required to have Safety Officers under Merchant Shipping legislation. Likewise officers and ratings in a ship with a Safety Officer can refer (in sections "Election of Safety Representatives" and "Advice to Safety Representatives") to the statutory conditions for electing their safety representatives and the powers which the elected representatives hold.
 
Appointment of Safety Officers
The employer, who is defined as the person employing the Master, is required to appoint a Safety Officer on board every ship to which the Regulations apply. The employer may or may not be the owner of the ship.

It is important that the employer chooses the right person for Safety Officer. He is the adviser aboard the ship and can be an invaluable assistant to management in meeting the statutory responsibilities for occupational safety. He should be interested in occupational safety, in undertaking the appointment and should have attended a suitable Safety Officer's training course. If it is decided to appoint an officer as the Safety Officer by virtue of his position on board ship, he is more likely to perform well when management is clearly committed to occupational safety and recognizes the importance of the Safety Officer's role and that the Safety Officer's duties have to be performed in addition to another job - usually as a watchkeeping officer.

Although not prohibited by the Regulations the appointment of the Master as the Safety Officer is not generally advisable. This is because the Safety Officer is required amongst his other duties to make representations and recommendations on occupational safety to the Master.

If possible the employer should avoid appointing as Safety Officer anyone to whom the Master delegates the task of giving medical treatment. This is because the Safety Officer is statutorily charged with the task of investigating accidents, and will have investigative functions to perform at the scene of an accident to which he may not be able to give proper attention if he is also ministering to the medical needs of the casualties. The Master must record the appointment of a Safety Officer in the official logbook.
 
Election of Safety Representatives
These are elected by the crew and, subject to the Regulations anyone is eligible. The Regulations specify that no Safety representative may have less than 2 years consecutive sea service since attaining the age of 18, which in the case of a safety representative on board a tanker shall include at least 6 months service on such a ship.

An employer must make rules for the election of safety representatives and cannot disqualify particular persons. It is recommended that the employer should consult with any seafarers' organization representing his employees when making these rules for elections. Under these Regulations the Master must organize an election of a safety representative within 3 days of being requested to do so by any 2 persons entitled to vote in such an election.

Every safety representative has a statutory right to be a member of the safety committee which must be formed, if not already in existence, as soon as a safety representative is elected.

The number of safety representatives who can be elected varies according to the size of the crew as follows:

6-15 crew -> 1 elected by officers and ratings together.

16 +1 crew -> 1 elected by the officers and 1 elected by the ratings.

Over 30 ratings -> 1 elected by the officers and 3 by the ratings (i.e. one each from the Deck, Engine Room and Catering Departments, general purpose ratings being included in the deck department) .

The Master must record the election of every safety representative in the official logbook.
 
Safety Committees
In all ships to which the Regulations apply, it is desirable for the Master to establish a safety committee. However, a statutory requirement for a safety committee only exists on those ships where safety representatives are elected.

The composition of a safety committee is laid down in the Regulations but this does not preclude the appointment of others as committee members nor the appointment of temporary members from time to time. Whenever possible, a company's shore manager with responsibility for safety should attend safety committee meetings on board ship and should in any event require to see the committee's minutes. On short-haul ferries on which different crews work a shift system a scheme of alternate committee members may be adopted to secure proper representation.

Where large numbers of personnel work in separate departments (e.g. passenger ship galleys and restaurants), departmental sub-committees should be formed on lines similar to those of the main committee and under the chairmanship of a senior member of the department who should serve as a member of the main safety committee in order to report the views of the sub-committee.

The ship's safety committee should include the Master, the Safety Officer and every safety representative elected in accordance with the rules
described in section above.

The Master must record the appointment of a safety committee in the official logbook. He should occupy the position of committee chairman since he has overall responsibility on board for safety and has the necessary authority.

It is preferable to appoint as Secretary a person who is not a safety official, as officials need to concentrate on the discussion rather than on recording it.

Other committee members should include the Safety Officer, every safety representative and other persons necessary for the proper conduct of the business (e.g. Chief Officer, Chief Engineer or Catering Officer). Care should be taken to keep the committee sufficiently compact to maintain interest and to enable it to function efficiently.

The frequency of meetings will be determined by circumstances but a frequency of about every 4-6 weeks should suffice. An interval between meetings of much longer than 6 weeks may suggest inertia and an ineffective safety committee.

An agenda (together with any associated documents and papers, and the minutes of the previous meeting) should be circulated to all committee members in sufficient time to enable them to digest the contents and to undertake any necessary preparatory work before the meeting.

If there is a particularly long agenda, consideration should be given to holding two meetings in fairly quick succession rather than one long marathon. If two meetings are held, priority at the first meeting should, of course, be given to the more important or urgent matters.

The first item on the agenda should always be the minutes of the previous meeting. This allows any corrections to the minutes to be recorded and gives the opportunity to report any follow-up action taken.

The last item but one should be any other business. This enables last minute items to be introduced, and prevents the written agenda being a stop on discussion.

The last item on the agenda should be the date, time and place of the next meeting.

Minutes of each meeting should record concisely the business discussed and conclusions reached. A copy should be provided to each committee member. Normally, they should be agreed as a true record at the next meeting, or amended if necessary, under the first item of the agenda.

A minutes file or book should be maintained, together with a summary of recommendations recording conclusions reached, in order to provide a permanent source of reference and so ensuring continuity should there be changes in the personnel serving on the committee.

The ship's complement should be kept informed on matters of interest which have been discussed by summaries or extracts from the minutes posted on the ship's notice board. Suggestions may be stimulated by similarly posting the agenda in advance of meetings.

Relevant extracts of agreed minutes should be forwarded through the Master to the Company even though certain matters there-in may have been already taken up with them.
 
Termination of Appointments
A Safety Officer's appointment terminates as soon as he ceases to be employed in the particular ship or the employer terminates the particular appointment. The Regulations make no provisions for a Safety Officer to resign his appointment. It is, however, to be hoped that an employer would not continue an appointment just because the person concerned occupied a particular position on the ship, especially if there were a more suitable and perhaps willing person available.

A safety representative cannot have his appointment terminated by the employer or Master. He can resign or the crew can elect another in his place. Otherwise he remains a safety representative for as long as he serves on the ship.

A safety committee may be disbanded only when there is no longer an elected safety representative on board. A safety committee can, however, operate whether or not there is an elected safety representative.
 
Advice to Safety Officer
The Safety Officer is required by the Regulations to try to ensure compliance with the provisions of this Code and of the employer's occupational health and safety policy; and to investigate notifiable accidents to persons on board ship or during access, as well as every dangerous occurrence and all potential hazards to occupational health and safety, and to make recommendations to the Master. He also has other specific statutory duties which are listed in paragraphs below.

The Safety Officer is required to investigate all complaints by crew members about occupational health and safety unless he has reason to believe that a complaint is of a frivolous or vexatious nature.

The Regulations require him to carry out occupational health and safety inspections of each accessible part of the ship at least once every three months, or more frequently if there have been substantial changes in the conditions of work. For guidance on this duty see paragraph "Advice to Safety Officer".

He also has to make representations and, where appropriate, recommendations to the Master and through him to the employer about any deficiency in the ship in respect of legislative requirements relating to occupational health and safety, relevant Merchant Shipping Notices and the provisions of this Code.

The Safety Officer is required to ensure that safety instructions, rules and guidance are complied with. These include the requirements and guidance referred to in the previous paragraph.

He is required to maintain a record book describing all the circumstances and detail of all accidents and dangerous occurrences.

The Safety Officer is also required to stop any work which he reasonably believes may cause a serious accident and immediately to inform the Master (or his deputy) who is responsible for deciding when work can safely be resumed.

Finally, he has a duty to carry out any occupational health or safety investigations or inspections required by the safety committee.

However the Safety Officer is not required by these Regulations to take any of the actions described in previous paragraphs at a time when emergency action to safeguard life or the ship is being taken.

In carrying out the statutory duties described in previous paragraphs the Safety Officer should be on the lookout for any potential hazards and the means of preventing accidents. He should try to develop and sustain a high level of safety consciousness among the crew so that individuals work and react instinctively in a safe manner and have full regard to the safety not only of themselves but also of others. He should aim to become the ship's adviser on occupational safety to whom the Master, officers and ratings alike will naturally turn for advice or help on safe working procedures aboard ship.

Example is of prime importance and must be set from the top. If a Safety Officer feels that a ship's officer is not setting a good example a direct approach to that officer suggesting that he mend his ways is often the best course of action, if this fails or is not considered to be appropriate then the Safety Officer might use the safety committee to raise occupational safety as a general topic using examples of dangerous or unsafe practices in the area of the officer concerned. As a last resort the Safety Officer might consider an approach to the Master to use his influence with the officer concerned.

It is essential that everyone joining the ship understands the safety regime from the start. Although the employer should have provided each new employee with a copy of the company's safety policy, the Safety Officer should satisfy himself that each new entrant is informed as soon as possible after he boards, either by his supervisor or by the Safety Officer, of the occupational safety arrangements and the importance attached to them. The induction should include an introduction to the various departments of the ship in company with the Safety Officer or other responsible person, during which particular hazards could be pointed out. Finally, the Safety Officer should ensure that a responsible officer or Petty Officer has, wherever possible, made arrangements for a young new entrant to work with a crew member who is himself thoroughly safety conscious and preferably willing to teach safety at the same time as he displays it. Every effort should be made to see that a new entrant does not work with a person whose attitude to safety is casual or slap-dash. Older hands coming on board for the first time should be reminded of the need to maintain a high level of safety consciousness and of the importance of setting a good example to the less experienced crew member.

The Safety Officer is required to inspect each accessible part of the ship at least every three months, or more frequently if there have been substantial changes in the conditions of work. The Regulations do not define what is meant by 'accessible' or 'substantial changes in the conditions of work'. However, for practical purposes 'accessible' should be taken as meaning all those parts of the ship to which any member of the crew has access without prior authority. Deciding whether 'substantial changes in the conditions of work have taken place is a matter of judgement. Changes are not limited to physical matters such as new machinery but can also include changes in working practices or the presence of possible new hazards. The Safety Officer is required to keep a record of all inspections.

The Regulations do not require the Safety Officer to carry out a complete inspection of the ship at one time, only that he inspects each accessible part of the ship every 3 months. Sometimes an inspection of the whole ship at one time would take far too long, and could result in a lack of thoroughness and neglect of his other duties. It is also much easier to get quick and effective action on recommendations arising out of an inspection of one section than of the whole ship. When inspecting a section for which an officer or Petty Officer is responsible the Safety Officer should be accompanied by that Officer.

Before an inspection, the safety officer should read the previous reports of inspections of the particular section, the recommendations made and the subsequent action taken. He should note any recurring problems and, in particular, recommendations for action which have not been put into effect. It is important, however, that the safety officer should not allow previous inspections to prejudice a forthcoming inspection.

It is not possible to give a definite checklist of everything to look for but safe access, the environment and working conditions are major items.

The following are examples of questions the Safety Officer should consider in respect of access and safe movement:

- Are means of access, if any, to the area under inspection (particularly ladders and stairs), in a safe condition, well lit and unobstructed?
- If any means of access is in a dangerous condition, for instance when a ladder has been removed, is the danger suitably blocked off and warning notices posted?
- Is access through the area under inspection both for transit and working purposes clearly marked, well lit, unobstructed and safe?
- Are fixtures and fittings over which seamen might trip or which project, particularly overhead, thereby causing potential hazards, suitably painted or marked?
- Is any gear, which has to be stowed within the area, suitably secured?
- Are all guard-rails in place, secure and in good condition?
- Are all openings through which a person could fall, suitably fenced?
- If portable ladders are in use, are they properly secured and at a safe angle?

The following questions are examples relating to the environment:

- Is the area safe to enter?
- Are lighting levels adequate?
- Is the area clear of rubbish, combustible material, spilled oil etc.?
- Is ventilation adequate?
- Are members of the crew adequately protected from exposure to noise when necessary?
- Are dangerous goods or substances left unnecessarily in the area or stored in a dangerous manner?
- Are loose tools, stores and similar items left lying around unnecessarily?

On working conditions the following examples may be appropriate:
- Is machinery adequately guarded where necessary?
- Are any necessary safe operating instructions clearly displayed?
- Are any necessary safety signs clearly displayed?
- Are permits-to-work used when necessary?
- Are crew working in the area wearing any necessary protective clothing and equipment?
- Is that protective clothing and equipment in good condition and being correctly used?
- Is there any evidence of defective plant or equipment and if so what is being done about it?
- Is the level of supervision adequate, particularly for inexperienced crew?
- What practicable occupational safety improvements could be made?

Finally here are some other matters the Officer will find relevant:

- Are all statutory regulations and company safety procedures being complied with?
- Is the safety advice in publications such as this Code, Merchant Shipping Notices etc. being followed where possible?
- Have the crew in the area any safety suggestions to make?
- Have any faults identified in previous inspections been rectified?

The Safety Officer's role should be a positive one in that he should seek to initiate or develop safety measures before an accident occurs rather than afterwards. In addition to the specific statutory duties he should advise the Master on all matters of safe working practice and assist him in the elimination of accidents and injuries on board ship. For example he should provide a channel by which suggestions for improving safety may be transmitted from seagoing personnel to management.

In carrying out the functions referred to above, the Safety Officer should, with the approval of or at the direction of the Master:

(a) Arrange the distribution of booklets, leaflets and similar advisory and informative material concerning safety matters;
(b) supervise the display of posters and notices and their replacement or renewal in due time;
(c) arrange for the showing of films of safety publicity and, where appropriate, organize subsequent discussions on the subjects depicted;
(d) encourage members of the crew to submit ideas and suggestions for improving safety and enlist their support for any proposed safety measures which may affect them (the person making a suggestion should always be informed of decisions reached and any action taken);
(e) consider any other ways of creating and maintaining interest in improving safety;
(f) receive and draw attention as appropriate to relevant shipping legislation, Merchant Shipping Notices and company and ship's rules and instructions relating to safety of work about the ship. Special regard should be had for persons new on the ship and their attention should always be drawn to any special hazards on the ship.

It is very important that the Safety Officer maintains a good relationship with safety representatives and works in close liaison with them. A good Safety Officer will automatically invite the safety representative to join him in inspecting part of the ship or investigating an accident. He will, whenever possible, consult the safety representative and draw him into discussions about occupational safety matters and arrangements. The safety representative should be able to consult the Safety Officer with the minimum of delay and to expect a considered and reasoned response to any representations. The Safety Officer should associate the safety representative with any follow-up action he may take on the basis of the safety representative's recommendations.

The Safety Officer's relationship with the safety committee is rather different since he is both a member of the committee and also to some extent subject to its direction. A committee has the right to inspect any of the records which a safety officer is required by law to keep, and has the power to require the Safety Officer to carry out any occupational health or safety inspections considered necessary. The Safety Officer should not, generally, be appointed secretary to the safety committee as he needs to concentrate upon the discussion and advise the Master.

The Safety Officer, but not the safety representative, has the power to stop any work, which he believes may cause a serious accident. He must immediately report the stoppage to the Master or his deputy who then has the responsibility for deciding if and when the work should recommence and on what conditions. The Safety Officer may not stop emergency action to safeguard life even though that action may itself involve a risk to life.

One of the specific duties laid upon Safety Officers is to make representations to the Master and through him to the employer about deficiencies on the ship in respect of any legislative requirement relating to occupational safety or health. In order to fulfill this function properly the Safety Officer must be fully conversant with the appropriate regulations. The introduction of new regulations or of amendments to existing regulations will be announced in Merchant Shipping Notices.

A Safety Officer should not be deterred by the possibility of liability for damages in civil cases arising out of injuries suffered as a result of accidents. The duties placed upon him are limited. If a Safety Officer had carried out the required inspections in a reasonable manner and had reported any revealed breaches of occupational safety provisions to the Master, and through him to the employer, the Safety Officer's legal responsibility in regard to any such breaches would be extinguished. The onus for compliance with the statutory provisions would remain with the person on whom the obligation to comply is placed in the relevant statutory instrument. The Department has been advised that no action for damages would be likely to succeed where a Safety Officer can show that he took all reasonable steps to fulfill his duties.

Advice to Safety Representatives
Advice to Safety Committees
Accident Investigation






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